Faculty of Education - Theses

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    Building university research capacity in Vietnam: prospects, problems and possibilities
    Nguyen, Thi Lan Huong ( 2013)
    There has been an absence of research on university research capacity building, particularly in developing country contexts. To narrow this research gap, this thesis aims to: (i) identify the essentials of building university research capacity; (ii) evaluate critically the extent to which these essentials have been embraced by four selected leading Vietnamese universities; (iii) recommend policies, processes, and strategies to enhance these universities’ research capacity and performance. Taking a qualitative, case-study approach, this study uses semi-structured interviews as the primary method for data collection. The study interviews 64 participants, of whom 55 are from within four selected leading Vietnamese universities and nine are external stakeholders. The study identified five key empirical findings in accordance with five domains of university research capacity building. First, in terms of research resources, the four universities lacked adequate research related human resources, infrastructure, and funding. Second, in organizing and structuring research, ideally, a university should manage both visible and intangible organizational tasks. In practice, the four universities focused mostly on completing an organizational chart for research. They seemed to neglect most of the other underlining structural issues. Third, regarding research related HR policies, in theory, universities should employ various strong HR policies in recruiting, developing, assessing, and rewarding academics. In practice, to a certain extent, the four universities recognized their academics’ research activities. However, their policies did not adequately encourage academics to maximize their research potential. Fourth, in terms of research management plans, it is argued that universities should develop an institutional interlocking and integrated research strategy. In practice, the four case-study universities hardly managed research strategically. They developed research plans only for the purpose of obtaining external block-grant funding, not for guiding future action. Finally, regarding research culture, universities should develop shared underlying organizational assumptions supporting research. The four universities failed to fully achieve this goal. Overall, their institutional research development was in its infancy. To enhance the universities’ research capacity and performance, this study suggests that changes should take place at a number of levels. At the system level, the government should (1) provide more funding for university operational expenditure and research; (2) use research performance-based tools in allocating research funding; and (3) confer a higher level of autonomy on the universities, especially in the areas of finance and human resources (HR) management. At the institutional level, the four universities should (1) enrich research resources; (2) create a more professionalized system of organizing research; (3) design a well-supported career development path for research-oriented academics; (4) clearly define institutional research objectives; and (5) translate these espoused objectives into concrete organizational actions. This study provides rich empirical data on research capacity building at four leading Vietnamese universities and suggests a model for enhancing these universities’ research capacity and performance. This knowledge is useful not only for these four case-study Vietnamese universities but also for any other university in a similar development context requiring tools and resources for building research capacity.