Infrastructure Engineering - Research Publications

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    De-noising of passive and active microwave satellite soil moisture time series
    Su, C-H ; Ryu, D ; Western, AW ; Wagner, W (AMERICAN GEOPHYSICAL UNION, 2013-07-28)
    Satellite microwave retrievals and in situ measurements of surface soil moisture are usually compared in the time domain. This paper examines their differences in the conjugate frequency domain to develop a spectral description of the satellite data, suggesting the presence of stochastic random and systematic periodic errors. Based on a semiempirical model of the observed power spectral density, we describe systematic designs of causal and noncausal filters to remove these erroneous signals. The filters are applied to the retrievals from active and passive satellite sensors and evaluated against field data from the Murrumbidgee Basin, southeast Australia, to show substantive increase in linear correlations.
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    Beyond triple collocation: Applications to soil moisture monitoring
    Su, C-H ; Ryu, D ; Crow, WT ; Western, AW (AMER GEOPHYSICAL UNION, 2014-06-16)
    Abstract Triple collocation (TC) is routinely used to resolve approximated linear relationships between different measurements (or representations) of a geophysical variable that are subject to errors. It has been utilized in the context of calibration, validation, bias correction, and error characterization to allow comparisons of diverse data records from various direct and indirect measurement techniques including in situ remote sensing and model‐based approaches. However, successful applications of TC require sufficiently large numbers of coincident data points from three independent time series and, within the analysis period, homogeneity of their linear relationships and error structures. These conditions are difficult to realize in practice due to infrequent spatiotemporal sampling of satellite and ground‐based sensors. TC can, however, be generalized within the framework of instrumental variable (IV) regression theory to address some of the conceptual constraints of TC. We review the theoretics of IV and consider one possible strategy to circumvent the three‐data constraint by use of lagged variables (LV) as instruments. This particular implementation of IV is suitable for circumstances where multiple data records are limited and the geophysical variable of interest is sampled at time intervals shorter than its temporal correlation length. As a demonstration of utility, the LV method is applied to microwave satellite soil moisture data sets to recover their errors over Australia and to estimate temporal properties of their relationships with in situ and model data. These results are compared against standard two‐data linear estimators and the TC estimator as benchmark.
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    Dual assimilation of satellite soil moisture to improve streamflow prediction in data-scarce catchments
    Alvarez-Garreton, C ; Ryu, D ; Western, AW ; Crow, WT ; Su, C-H ; Robertson, DR (AMER GEOPHYSICAL UNION, 2016-07)
    Abstract This paper explores the use of active and passive microwave satellite soil moisture products for improving streamflow prediction within four large (>5000km2) semiarid catchments in Australia. We use the probability distributed model (PDM) under a data‐scarce scenario and aim at correcting two key controlling factors in the streamflow generation: the rainfall forcing data and the catchment wetness condition. The soil moisture analysis rainfall tool (SMART) is used to correct a near real‐time satellite rainfall product (forcing correction scheme) and an ensemble Kalman filter is used to correct the PDM soil moisture state (state correction scheme). These two schemes are combined in a dual correction scheme and we assess the relative improvements of each. Our results demonstrate that the quality of the satellite rainfall product is improved by SMART during moderate‐to‐high daily rainfall events, which in turn leads to improved streamflow prediction during high flows. When employed individually, the soil moisture state correction scheme generally outperforms the rainfall correction scheme, especially for low flows. Overall, the combined dual correction scheme further improves the streamflow predictions (reduction in root mean square error and false alarm ratio, and increase in correlation coefficient and Nash‐Sutcliffe efficiency). Our results provide new evidence of the value of satellite soil moisture observations within data‐scarce regions. We also identify a number of challenges and limitations within the schemes.
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    A synthetic study to evaluate the utility of hydrological signatures for calibrating a base flow separation filter
    Su, C-H ; Peterson, TJ ; Costelloe, JF ; Western, AW (AMER GEOPHYSICAL UNION, 2016-08)
    Abstract Estimation of base flow from streamflow hydrographs has been a major challenge in hydrology for decades, leading to developments of base flow separation filters. When without tracer or groundwater data to calibrate the filters, the standard approach to apply these filters in practice involves some degrees of subjectivity in choosing the filter parameters. This paper investigates the use of signature‐based calibration in implementing base flow filtering by testing seven possible hydrological signatures of base flow against modeled daily base flow produced by Li et al. (2014) for a range of synthetic catchments simulated with HydroGeoSphere. Our evaluation demonstrates that such a calibration method with few selected signatures as objectives is capable of calibrating a filter–Eckhardt filter–to yield satisfactory base flow estimates at daily, monthly and long‐term time scales, outperforming the standard approach. The best performing signatures can be readily derived from streamflow time series. While their performance depends on the catchment characteristics, the catchments where the signature method performs can be distinguished using commonly‐used descriptors of flow dynamics.
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    On the structural limitations of recursive digital filters for base flow estimation
    Su, C-H ; Costelloe, JF ; Peterson, TJ ; Western, AW (AMER GEOPHYSICAL UNION, 2016-06)
    Abstract Recursive digital filters (RDFs) are widely used for estimating base flow from streamflow hydrographs, and various forms of RDFs have been developed based on different physical models. Numerical experiments have been used to objectively evaluate their performance, but they have not been sufficiently comprehensive to assess a wide range of RDFs. This paper extends these studies to understand the limitations of a generalized RDF method as a pathway for future field calibration. Two formalisms are presented to generalize most existing RDFs, allowing systematic tuning of their complexity. The RDFs with variable complexity are evaluated collectively in a synthetic setting, using modeled daily base flow produced by Li et al. (2014) from a range of synthetic catchments simulated with HydroGeoSphere. Our evaluation reveals that there are optimal RDF complexities in reproducing base flow simulations but shows that there is an inherent physical inconsistency within the RDF construction. Even under the idealized setting where true base flow data are available to calibrate the RDFs, there is persistent disagreement between true and estimated base flow over catchments with small base flow components, low saturated hydraulic conductivity of the soil and larger surface runoff. The simplest explanation is that low base flow “signal” in the streamflow data is hard to distinguish, although more complex RDFs can improve upon the simpler Eckhardt filter at these catchments.
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    Improving operational flood ensemble prediction by the assimilation of satellite soil moisture: comparison between lumped and semi-distributed schemes
    Alvarez-Garreton, C ; Ryu, D ; Western, AW ; Su, C-H ; Crow, WT ; Robertson, DE ; Leahy, C (COPERNICUS GESELLSCHAFT MBH, 2015)
    Abstract. Assimilation of remotely sensed soil moisture data (SM-DA) to correct soil water stores of rainfall-runoff models has shown skill in improving streamflow prediction. In the case of large and sparsely monitored catchments, SM-DA is a particularly attractive tool. Within this context, we assimilate satellite soil moisture (SM) retrievals from the Advanced Microwave Scanning Radiometer (AMSR-E), the Advanced Scatterometer (ASCAT) and the Soil Moisture and Ocean Salinity (SMOS) instrument, using an Ensemble Kalman filter to improve operational flood prediction within a large (> 40 000 km2) semi-arid catchment in Australia. We assess the importance of accounting for channel routing and the spatial distribution of forcing data by applying SM-DA to a lumped and a semi-distributed scheme of the probability distributed model (PDM). Our scheme also accounts for model error representation by explicitly correcting bias in soil moisture and streamflow in the ensemble generation process, and for seasonal biases and errors in the satellite data. Before assimilation, the semi-distributed model provided a more accurate streamflow prediction (Nash–Sutcliffe efficiency, NSE = 0.77) than the lumped model (NSE = 0.67) at the catchment outlet. However, this did not ensure good performance at the "ungauged" inner catchments (two of them with NSE below 0.3). After SM-DA, the streamflow ensemble prediction at the outlet was improved in both the lumped and the semi-distributed schemes: the root mean square error of the ensemble was reduced by 22 and 24%, respectively; the false alarm ratio was reduced by 9% in both cases; the peak volume error was reduced by 58 and 1%, respectively; the ensemble skill was improved (evidenced by 12 and 13% reductions in the continuous ranked probability scores, respectively); and the ensemble reliability was increased in both cases (expressed by flatter rank histograms). SM-DA did not improve NSE. Our findings imply that even when rainfall is the main driver of flooding in semi-arid catchments, adequately processed satellite SM can be used to reduce errors in the model soil moisture, which in turn provides better streamflow ensemble prediction. We demonstrate that SM-DA efficacy is enhanced when the spatial distribution in forcing data and routing processes are accounted for. At ungauged locations, SM-DA is effective at improving some characteristics of the streamflow ensemble prediction; however, the updated prediction is still poor since SM-DA does not address the systematic errors found in the model prior to assimilation.