Electrical and Electronic Engineering - Theses

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    Optical microspectrometers and chemical classifiers based on silicon nanowires, plasmonic metasurfaces and machine learning
    Meng, Jiajun ( 2021)
    Spectrometers are a workhorse tool of optics, with applications ranging from scientific research to industrial process monitoring, remote sensing, and medical diagnostics. Although benchtop systems offer high performance and stability, alternative platforms offering reduced size, weight and cost could enable a host of new applications, e.g. in consumer personal electronics and field-deployable diagnostic platforms. To contribute to this trend towards miniaturised optical systems including spectrometers, this thesis presents the realisation of a visible spectrum microspectrometer using structurally coloured silicon nanowires and a reconstruction algorithm. We also experimentally demonstrate a plasmonic mid-infrared filter array-detector array microspectrometer that uses machine learning to determine the chemical compositions of a variety of liquids and solids. In this dissertation, we first present a reconstructive microspectrometer based on vertical silicon nanowire photodetectors. The nanowire photodetectors are designed to have absorption peaks across the visible spectrum. The spectral positions of these peaks are controlled by the radii of the nanowires. The nanowire detectors sit on substrate mesas that also serve as photodetectors for the light transmitted through the nanowires. We demonstrate the fabrication of this device, which has a footprint of a few millimetres. We use it as a spectrometer for the visible spectrum by implementing reconstructive algorithms. The identification of chemicals from their mid-infrared spectra has applications that include the industrial production of chemicals, food production, pharmaceutical manufacturing, and environmental monitoring. This is generally done using laboratory tools such as the Fourier transform infrared spectrometer. To address the need for fast and portable chemical sensing tools, we demonstrate the concept of a chemical classifier based on a filter array-detector array mid-infrared microspectrometer and a machine learning classification algorithm. Our device consists of a thermal camera onto which we have added an array of plasmonic filters. We perform simulations to find design parameters to enable the filters to have spectral features covering the wavelength range of interest. We first investigate this concept via a simulation study. We simulate the data that the device would generate when subjected to different chemicals, including noise. The simulated data is collated to train machine learning classification models. Our model predicts that this approach would be able to classify liquid and gas chemicals with very high accuracy. We later verify this concept by experimentally demonstrating a liquid chemical classifier. We design and fabricate a gold plasmonic filter chip containing 20 filters. The chip is integrated into a thermal camera to realise the mid-infrared microspectrometer platform. We train classifiers using the collected readout data of liquid analytes. The trained liquid classifier can accurately identify each type of analyte.
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    Nano-Optical Photodetectors Based on Two-Dimensional Materials
    Sefidmooye Azar, Nima ( 2021)
    The discovery of graphene in 2004 opened the door to the wonderful world of two-dimensional (2D) layered materials, and the properties and applications of these materials have been hot research topics ever since. The atomic-level thinness and layered structure of 2D materials give rise to extraordinary properties and enable novel functionalities, and they have exhibited great potential in various fields including electronics and optoelectronics. They are particularly promising for photodetection, and detectors from ultraviolet to terahertz wavelengths have been demonstrated based on these materials. However, low light absorption in 2D materials, which originates from their thin structure, has hindered their widespread application in photodetection. In this thesis, we demonstrate optical nanostructures that can significantly boost the interaction of light with 2D materials and thus improve their photodetection performance. Our focus is on infrared (IR) photodetectors which have applications in a wide range of areas that include biomedical and thermal imaging, telecommunication, spectroscopy, and many other modern technologies. First, we present a hybrid plasmonic structure for enhancing the light absorption in graphene in the long-wave IR (LWIR) spectral region. This structure, consisting of a metallic bull's eye grating and optical nanoantennas, employs surface plasmon polaritons and localized surface plasmons to concentrate light into a monolayer graphene flake with sub-wavelength lateral extent. Optical simulations show that this plasmonic structure provides a 558-fold light absorption enhancement in graphene and a 32-fold enhancement in the detectivity of the LWIR photodetector. It is also found that integrating this structure with an optical cavity substrate further boosts the device performance. Black phosphorus (bP), another 2D layered material with a narrow and direct bandgap of 0.31 eV, has great potential for IR optoelectronics. Nevertheless, the performance of bP-based photodetectors is limited by weak light absorption in bP, resulting from its thinness and optical anisotropy. In the next work, via optical simulations, we demonstrate hybrid plasmonic nanoantenna/optical cavity structures that boost the IR light absorption in multilayer bP through polarization conversion and light intensity enhancement. In a reciprocal manner, these nanostructures enhance the spontaneous emission from bP. Light absorption and emission enhancements of up to 185-fold and 18-fold, respectively, are achieved. Detectivity and electroluminescence efficiency of 2D material-based photodetectors and light-emitting diodes can be significantly enhanced employing these optical nanostructures. Recently, platinum diselenide (PtSe2), a 2D noble-transition-metal dichalcogenide, has also been investigated for IR detection. However, wavelengths up to the short-wave infrared region have been the main focus of these studies. In the last work, we present LWIR photodetectors based on multilayer PtSe2. We utilise a TiO2/Au optical cavity substrate for enhancing the LWIR light absorption in PtSe2. Responsivity values of up to 54 mA/W are obtained at 8.35 um. In addition, these devices show a fast photoresponse with a time constant of 54 ns to white light illumination. This study reveals the potential of multilayer PtSe2 for fast and broadband photodetection from visible to LWIR wavelengths. It also highlights the key role of the substrate in the performance of 2D material-based IR photodetectors.
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    Development of Multispectral Image Sensors by Exploring Nanophotonics
    He, Xin ( 2020)
    A multispectral image camera system captures image data within specific wavelength ranges in narrow spectral bands across the electromagnetic spectrum. In the recent years, image sensors integrated with multiple optical filters with narrow spectral width have been widely used for most of the multispectral imaging across multiple applications, such as area imaging, medical detection, object identification, remote sensing and so on. There were two kinds of multispectral imaging system reported before. The first one is multispectral image cameras that combines multiple cameras mounted with optical bandpass filters and optics with different peak wavelengths and their spectral width depends on applications. The second imaging system is a single sensor based multispectral camera that integrates multiple filters (called filter mosaic) on a single image sensor. The existing filter mosaic fabrication technology disclosed so far is using multilayer coating technique and requires highly accurate alignment with micro-lithography facility. Based on this manufacturing process, each filter has to be fabricated separately with multiple steps, such as baking, exposure, development which significantly increases the fabrication complication and cost. This limits the wide use of this promising multispectral imaging in many applications. This thesis investigates the development of new low-cost single sensor based multispectral cameras using different filter mosaic technologies exploring plasmonics, multilayer coating based on heterostructured dielectrics or hybrid metal-dielectric structures. The thesis starts with an introduction, Chapter 1 presenting the filter technologies, simulation techniques and fabrication technologies. This is followed by presenting a novel technique to enhance the transmission efficiency of plasmonic colour filters based on the coaxial hole array in Chapter 2. Chapter 3 demonstrates CMY camera (cyan, magenta and yellow) using subtractive colour mixing. A colour filter mosaic made of metal-dielectric-metal nanorods is developed and then integrated on a MT9P031 CMOS image sensor to demonstrate its performance. In Chapter 4, the multispectral image camera based on a single sensor is developed using a hybrid filter mosaic integrated onto a Sony monochrome image sensor. Moreover, the multispectral imaging algorithm is used to reconstruct a colour image of a 24 - patch Macbeth Chart. Later, this image sensor was integrated with a DJI drone for the area imaging application. Chapter 5 presents new multispectral filter technologies which is polarization and incident angle independent. Lastly, Chapter 6 presents conclusions and discusses the future research directions. Appendix presents an optical bandpass filter mosaic and multispectral camera based on a mass producible filter technology with spectral width of only 17nm in the near IR wavelength and this technology is confidential and licensed as a trade secret to the University of Melbourne. Therefore, only parts of the technology is disclosed in the appendix due to a company formation (PIXsensor).
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    Plasmonic devices based on vanadium dioxide for optical communication
    Sun, Miao ( 2019)
    There is an ever-increasing demand in bandwidth and data rate in optical communications, internet, sensing, computing, machine learning applications and cloud computing. For chip-level communications, existing complementary metal oxide semiconductor (CMOS) electronic-based solutions are currently challenged and strained to its maximum limit. The maximum speed of the new 5G mobile connection is 10 Gbits/s. When the bit rates increase beyond 10 Gbits/s, copper tracks that carry current between the processing chips severely distort and attenuate the data signal due to parasitic resistance, inductance, and capacitance of the track. To overcome this challenge, the industry is increasingly looking towards silicon photonics as a key technology in next-generation communications systems, and data interconnects. Silicon photonics is an emerging technology based on silicon chips, where photons (instead of electrons) are used to carry information in a CMOS chip. Photons can carry far more data in less time than electrons because it can be pulsed at higher frequencies than electric currents resulting in high bandwidth. Since both CMOS and silicon photonics are based on silicon, it is possible to integrate photonics circuits and electronic circuits in a single chip. Conventional on-chip silicon photonics-based functional elements such as filters, waveguides, laser sources, modulators and switches are still bulky compared to electronics process technology (14 nm process technology became available in 2014 and 10 nm in 2017) and hence there is a mismatch in the integration. This mismatch in the size of photonic components and transistor gates is a bottleneck in developing functional elements integrated with electronics on a chip. This requirement has recently triggered research on new device technologies where silicon photonics is combined with plasmonics and electro-optic materials to reduce the footprint, energy consumption and insertion loss as well as to increase modulation index (modulators) and the frequency of operation. This thesis investigates the development of new plasmonic modulators and switches combined with vanadium oxide operating in optical communication wavelengths to reduce the footprint and increase the performance. Further research is carried out to study other suitable plasmonic geometries, which are optimised in optical communication wavelengths. Optical modulation is at the heart of silicon photonics for on-chip optical communications where there is a trade-off exists among optical loss (attenuation), size and modulation depth, speed and footprint. This demands innovative approaches to research on CMOS compatible novel high-speed modulators for silicon photonics for next-generation communication devices. We first explored the plasmonic slot modulators using Vanadium Dioxide (VO2) as modulating material realised on silicon on insulator (SOI) wafer with 200 nm by 140 nm modulating section within 1 um by 3 um device footprint. By utilising the phase transition property of VO2, the modulator can achieve a broad working wavelength range from 1100 nm to 1800 nm, with modulation depth 21.5dB/um. We also explored the hybrid design of VO2 and different dielectric materials using the same base structure. Our device geometries can have potential applications in the development of next-generation miniaturised high-frequency optical modulators. Then, we have shown for the first time, a photonic switch using vanadium dioxide as switching material with a hexagonal nanohole array structure, with a maximum 37% transmission at optical communication C, L, U band with numerical and experimental results. The wide operating range, high transmission and compact device footprint (thickness of 125 nm) give us more flexibility and efficiency in integration and application. The results will have potential applications in developing ultra-compact photonic switches in transmission mode. Finally, we have presented a double coaxial aperture array (DAA) in a hexagonal geometry where fine-tuning of the resonance is achieved using two coaxial annular apertures. The demonstrated effective manipulation of plasmon resonances in the visible and near-infrared frequencies using the DAAs permits the realisation of new wavelength filters for the development of modulators and switches operating in transmission mode with a sensitive response via a simple geometry control.